As of May 2006 Westend had $180 million under management and is looking to grow to be $400 million under management. Below is information on investing with us. Please contact us directly for additional information or to schedule an in person or phone consultation.

Initial Consultation

In an initial consultation, you will meet with one or all of the partners, whom will describe WestEnd Capital Management and its objectives. In the course of the discussion, your needs as an investor will be determined by taking into account factors such as your age, total assets, financial goals and specific risk profile. You will be given detailed information on the different types of accounts we manage.

Financial Planning

In addition to helping you select the type of account most suited to your needs, our resident Certified Financial Planner (CFP), Gus Ozag, can help you with more complex financial planning issues, such as retirement, tax and estate planning, risk management, and college funding concerns.

Our in-house professional portfolio manager and market analyst, Sean Cooper (CMA and CPIM) can also assist you in developing your objectives into a solid investment portfolio along with market analysis and feedback.

Statements, Reporting and Results

Clients who invest with us receive a monthly statement from our custodian, Fidelity Investments, showing all transactions that were undertaken on your account, and all outstanding balances. You will also receive quarterly performance reviews from us that simply and clearly sum up the performance of your individual account.

At WestEnd Capital Management we will always be happy to answer any additional queries or questions that you may have. We value frequent communication with our clients as their feedback is the best monitor of our performance. We want to meet regularly with you in order to discuss the performance, asset allocation and stock selections of your portfolio. By meeting we can respond quickly to any changes in your investment objectives or risk profile and if warranted, can adopt either a more aggressive or a more conservative investment strategy depending on your needs.

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