Investment advisers with more than $25,000,000 under management are required to register with the SEC and file a Form ADV. The Form ADV describes the firm, its key personnel and business operations practices. Firms must periodically update the information on their forms as pertinent changes are made.

Westend Capital Management’s Form ADV is available here in PDF format. You must have Adobe Acrobat Reader to view the file. If you can not view the file and would like a copy, please let us know and we will mail you a copy.